Financial Servicesby Local Knowledge

Pillar 2 · Client money & trust

Client-money & trust compliance

Corporations Act client-money handling, insurance-broker trust accounts, reconciliations and controls health-checks — done properly and evidenced.

The problem we solve

If you hold client money or run an insurance-broking trust account, the rules on how it is banked, kept separate, reconciled and reported are unforgiving. Most breaches here are not dishonesty — they are a reconciliation that slipped, a control nobody owned, or a record that could not be produced on request.

What’s included

What you walk away with

Client and trust money is reconciled, separated and evidenced on a cycle you can stand behind — and the weak points are found by us, not by a regulator.

How we work / our basis

This is compliance-support and controls work grounded in the Corporations Act client-money regime and insurance-broking trust-account requirements. It is not a legal opinion and not a guarantee against every possible breach.

The rest of the practice

Bring us the licence that keeps you up at night.

A confidential conversation with a CPA who works only with licensed financial services firms. No obligation, no product pitch.