Licensee reporting and client-money compliance only work when the obligations, the numbers and the controls are mapped before a deadline looms. Here is exactly how we work with you — and how you end up owning the result.
We start by understanding your licence — how you earn, where the numbers and client money sit, what you are paying for today, and where the reporting or controls feel exposed. No obligation, and nothing leaves the room.
We map your obligations to the reconciliations, controls, reporting and tooling required — against the relevant regime — and set out exactly what we recommend, what it covers, what it does not, and what it costs, in writing, before anything begins.
Reporting and audit coordination, client-money and trust compliance, accounting, tax and structuring, and compliance and AI advisory are delivered in-house by Local Knowledge Pty Ltd under a signed engagement. The statutory AFSL/ACL audit itself is arranged independently with a registered company auditor to preserve auditor independence.
Your reporting is reconciled, evidenced and lodged on time, your client-money and conduct controls run on a disciplined cycle, and the tooling built around your obligations is owned by the firm — so compliance compounds instead of recurring as a bill.
Local Knowledge Pty Ltd is a CPA public practice and registered tax agent. financial.sydney.accountants is a domain name of Local Knowledge Pty Ltd, not a separate business. Information on this site is general in nature, does not take account of your circumstances, and is not legal, audit or financial-product advice. We provide accounting, tax and compliance-support services and coordinate with independently licensed specialists where a matter is outside our scope. Statutory AFSL/ACL audits are arranged with an independent registered company auditor to preserve auditor independence.
Book a confidential conversation and we\u2019ll map where your licence reporting and controls are exposed \u2014 and how you end up owning the fix.