Pillar 1 · Reporting & audit coordination
FS70/FS71 lodgements, financial-resource and adequacy requirements, ACL reporting — prepared, reconciled and coordinated end to end.
The statutory audit itself is arranged independently with a registered company auditor to preserve auditor independence. We prepare, reconcile and coordinate everything that feeds it.
AFSL and credit licensees carry hard financial-reporting obligations — annual FS70/FS71 lodgements, net-tangible-asset and adequacy requirements, surplus-liquid-funds and cash-needs calculations, and ACL reporting. When the numbers are pulled together at the last minute, small reconciliation gaps become audit findings and, worse, breach exposure.
Your licence reporting is reconciled, documented and lodged on time, with the statutory audit run by an independent registered auditor while we carry everything that feeds it.
How we work / our basis
The statutory AFSL/ACL audit is arranged with an independent registered company auditor to preserve auditor independence. We prepare, reconcile and coordinate; we do not sign the audit opinion. This is reporting and coordination support, not a guarantee of any regulatory outcome.
A confidential conversation with a CPA who works only with licensed financial services firms. No obligation, no product pitch.